Trigger
Sensitive draft created
Starts when a draft contains regulated or high-risk wording.
Playbook
Compliance review
Review wording before sensitive messages are sent so the workflow stays within policy boundaries.
Action
Screen and escalate
Check the language, flag risky phrases, and route for human approval.
Approval
Human review required
Nothing sensitive should go out without review when the policy says so.
Result
Approved or blocked
Success is safe execution and reduced policy risk.
FAQ
Common questions
Overview
What does Compliance Review do?
It packages the compliance review workflow into a repeatable sequence.
Why it matters
Why it works
It keeps the story simple.
Best fit
When to use financial advisors playbook - compliance review?
Use it when the workflow will be reused often.